Protection / Regulatory Resources
HFM Wealth Management | Hartford Financial Management, Inc. is an investment advisor independent pf the brokerage firms and custodians involved in the executions and custody of your assets.
When a brokerage firm is closed, the Securities Investor Protection Corporation steps in, and within certain limits, works to retain your cash, stocks, and other securities you had at the firm.
See www.SIPC.org/for-investors for information about the protections SIPC provides investors.
According to the Federal Trade Commission, a staggering 9 million Americans have their identity stolen every year. If you would like to learn what HFM is doing to protect your identity, please ask for a copy of our procedures on identity theft prevention.